WP Global Partners Hires Compliance Officer

Mr. Myers serves as Deputy Chief Compliance Officer and liaises with WP Global’s legal counsel on various matters, including fund formation and regulatory and compliance requirements, responds to regulatory inquires, and oversees the Firm’s day-to-day compliance program.

Prior to joining WP Global, he has over 14 years of legal and compliance experience and, most recently, was the RIA and Advertising Review Compliance Manager at Penn Mutual Life Insurance / Hornor, Townsend & Kent, Inc. (‘HTK’) where he maintained HTK’s RIA compliance manual, performed annual RIA testing, and developed new policies and procedures. He was also responsible for developing managerial reports covering key metrics to enable risk mitigation. Prior to that position, he was an Associate Compliance Director at Robert W. Baird in Milwaukee which included compliance responsibilities over Baird’s various investment advisory offerings including Baird Private Equity.

He holds a Master of Laws in Securities and Financial Regulation with Distinction from Georgetown University Law Center, a J.D. with Honors from Chicago-Kent College of Law and a B.S. in Business from Indiana University.

2019-07-11T17:20:40+00:00 April 22nd, 2019|Comments Off on WP Global Partners Hires Compliance Officer