As a Senior Principal Consultant with ACA Group in the Investment Adviser division, Ms. Walker serves as an outsourced chief compliance officer (“CCO”) for WP Global Partners. In that position, she participates in mock regulatory examinations and compliance program reviews, assists with policy and procedure reviews, drafts reports and manuals that promote compliance with regulatory requirements, and provides compliance assistance and advice. While she has a broad background in risk and compliance, her specialty areas of focus in this role are private equity, alternative investments, and direct investments. Ms. Walker earned her Bachelor of Science degree in Business Management from Western Governors University. She is a Certified Regulatory Compliance Professional through FINRA’s Wharton program and is Project+ certified. She also holds FINRA’s Series 65 license. Previously, she has held FINRA’s Series 4, 7, 8, 14, and 24 licenses.
